Research Analyst, Technology (China Securities)

Direct Responsibilities

·        Cover stocks in designated Chinese sectors and build/maintain financial models on stocks under coverage with the purpose of providing regular, timely and commercial investment recommendations to clients.

·        Identify key investment themes in the sector and publish detailed reports on such themes with commercial recommendations for clients.

·        Produce equity research based on critical and thorough analysis

·        Interact regularly with internal and external clients to communicate key investment ideas.

·        Responsible for the implementation of operational permanent control policies and procedures in day to day business activities

·        Escalate any operational, compliance/legal and HR issues to line manager / compliance appropriately.

·        Permanent Control Aspects

–        Direct contribution to BNPP operational permanent control framework.

–        Responsible for the implementation of operational permanent control policies and procedures in day-to-day business activities, such as Control Plan

–        Responsible for ensuring team members to comply with regulatory requirements and internal guidelines.

–        Responsible for reporting all incidents according to the Incident Management System

–        Responsible for ensuring job descriptions are written, distributed and updated

–        Ensure audit recommendations are resolved within the specific timeline.